Anti-corruption code of conduct
PREAMBLE
Our work is fully focused on building relationalship capital, i.e. the quality of the relationships which an organisation establishes and maintains with all its audiences.
Quality relationships are those buttressed by ethics, transparency and respect.
We therefore place particular emphasis on developing lasting and beneficial relationships, built on positive values, for our customers, our partners and ourselves.
We are committed to our Code of Conduct and take action day in and day out to promote best practices and be alongside each of our stakeholders in the pursuit of ethics and accountability.
As a major communications group in France and internationally, proud to bring together 800 employees with diverse profiles and talents, we feel it is our duty to set an example, and count on your dedication.
1- Framework and Scope
The Code applies to all employees of HOPSCOTCH GROUPE.
Each employee must behave in an exemplary manner within HOPSCOTCH GROUPE and must not do anything which is at odds with the behavioral rules set out in this Code.
Any questions from an employee regarding the application or interpretation of the Code must be referred to the employee’s supervisor or to one of the members of HOPSCOTCH GROUPE’s Ethics Committee.
2- Basic rules and their variant forms
Definitions
– Corruption is any behavior whereby a person (whether a public official or a private individual) proposes, requests or accepts, directly or through an intermediary, any donation, offer or promise, gift or benefit in return for performing, delaying or failing to perform an act which directly or indirectly falls within his/her duties in order to obtain or maintain a commercial or financial advantage or to influence a decision.
There are two types of corruption:
– Active corruption occurs when the act of corruption is initiated by the person on the giving end.
– Passive corruption occurs when the act of corruption is initiated by the person on the receiving end, i.e. the person who performs or does not perform an act in exchange for some reward.
Corruption may take many forms under the guise of common business or social practices; it may, for example, involve such things as invitations, gifts, sponsorships, donations etc.
– Influence-peddling refers to a person monetizing his/her position or influence, whether real or supposed, in order to influence a decision which is to be made by a third party.
It involves three participants: the beneficiary (the one who provides benefits or gifts), the intermediary (the one who uses the influence they enjoy by virtue of his/her position) and the target person who has the decision-making power (a government authority or agency, a judge or prosecutor, an expert etc.).
Principle and rules
Employees must not engage in bribery and must not use intermediaries such as agents, consultants, advisers, distributors or any other trading partners for the purpose of committing such acts.
2-1 – Rules applying specifically to public officials
Definitions
The term “public official” denotes a person who holds a position of public authority, is entrusted with public service responsibilities or occupies an elected public office, for him/herself or on behalf of others.
Principle and rules
Corruption of a public official is punishable by more severe penalties (1).
Any relationship with a public official must comply with the regulations governing that relationship (i.e. the regulations that apply in the specific country of the public official or which are imposed on them by their employer). While it is not prohibited by law, any benefit granted to a public official must be totally transparent vis-à-vis HOPSCOTCH GROUPE and subject to prior authorization by senior management.
2-2 – Gifts and invitations
Definitions
Gifts are benefits of any kind given by someone as a token of gratitude or friendship, without any expectation of receiving something in return.
Offering or being offered meals, accommodation and entertainment (shows, concerts, sporting events, etc.) is considered to be an invitation.
Principle and Rules
Gifts and invitations may be related to or be perceived as acts of active or passive corruption, so care must be exercised with regard to gifts, gestures of courtesy and hospitality (received or given) and invitations to entertainment that contribute to good relationships but can be seen as a means of influencing a decision or favoring HOPSCOTCH GROUPE or a person. In such a case, the person who has doubts must refer to the HOPSCOTCH GROUPE’s Gift and Invitation policy available from the Purchasing Department.
2-3 – Gifts to charitable or political organizations
Definitions
Grants and donations are benefits given in the form of money and/or contributions in kind; they are granted for a specific purpose: research, training, the environment (sustainable development), for charitable or humanitarian purposes etc.
Political contributions – whether monetary or otherwise – are intended to support political parties, leaders or initiatives.
Principle and Rules
Requests for grants, donations or contributions must be carefully considered, particularly requests from those who are in a position to influence HOPSCOTCH GROUPE’s activities or who could, if the grant were agreed to, derive personal benefit therefrom.
Requests for donations must be approved by a supervisor.
2-4 – Patronage, sponsoring
Definition
Through patronage or sponsorship, HOPSCOTCH GROUPE wishes to provide financial or material support to a charitable organization or a social, cultural or sporting entity as a means of communicating and promoting its values.
Principles and rules
They must be carried out without any seeking specific benefits from the beneficiary other than the promotion of HOPSCOTCH GROUPE image.
2-5 – Facilitation payments
Definition
Facilitation payments are unofficial payments (as opposed to legitimate and official fees and taxes) that are paid to facilitate or expedite any administrative formalities such as applications for permits, visas or customs clearances.
Principle and rules
HOPSCOTCH GROUPE does not accept to make “facilitation payments” unless there are compelling reasons (the health or safety of an employee, etc.).
2-6 – Monitoring of third parties (suppliers, service providers, clients)
Definition
Monitoring concerns third parties, natural or legal persons with whom HOPSCOTCH GROUPE interacts and who may, in certain cases, present a particular level of risk in terms of corruption.
The following are considered third parties: business partners, suppliers, service providers, agents, clients, intermediaries etc.
Principle and rules
HOPSCOTCH GROUPE shall endeavor to ensure that third parties comply with its principles and values and shall, where appropriate, carry out due diligence.
2-7 – Conflicts of interest
Definition
Conflicts of interest arise from any situation in which employees’ personal interests conflict with their duties or responsibilities.
Principle and rules
If circumstances give rise to a potential or actual conflict of interest, HOPSCOTCH GROUPE’s employees concerned must report this to their supervisor or to one of the members of HOPSCOTCH GROUPE’s Ethics Committee.
2-8 – Accounting records/Internal controls
Definition
HOPSCOTCH GROUPE must ensure that its accounting departments and/or its internal and/or external auditors are vigilant in checking for concealment of corruption in books, records and accounts.
Principle and rules
Persons undertaking audit assignments (audits, certification of accounts) must be particularly vigilant with regard to the accuracy and veracity of the accounts.
3- Applying the Code
3-1 – Training
HOPSCOTCH GROUPE’s employees are required to acquaint themselves with this Code and to participate in the training sessions organized by the company to raise awareness of the fight against corruption. New employees are made aware of the Code and its provisions immediately upon assuming their duties within the company.
3-2 – Reporting practices that are in breach of the Code and protection of whistle-blowers
Employees, while observing the procedure laid down by HOPSCOTCH GROUPE, can express their concerns and/or ask questions of their supervisor and/ or to one of the members of HOPSCOTCH GROUPE’s Ethics Committee.
• If they find themselves faced with a risk of corruption;
• If they genuinely believe that a violation of the Code has been, is being, or may be committed;
• If they discover that someone is experiencing reprisals after having lodged a report in good faith.
Any employee who, in good faith and without being influenced by personal interest or advantage, that is to say, being sincerely persuaded that his/her statement is accurate, reports a violation or a risk of a violation of the Code to his/her supervisors or one of the members of the Ethics Committee, will be protected from all forms of reprisal. The identity of any such employee and the facts of the matter will be treated confidentially, in accordance with the relevant regulations.
Furthermore, while a bona fide error will not result in any disciplinary action, allegations that are deliberately vexatious or made with malicious intent will be penalized.
3-3 – Whistle-blowing schemes and protection of personal information
Employees must be informed of the existence of the scheme.
In accordance with the rules applying to the protection of personal information in force in most of the countries in which HOPSCOTCH GROUPE operates and, in particular, within the European Union, any persons identified in connection with a whistle-blowing report, whether as the author or the subject of a such a report, may exercise their right to access the data relating to them.
Likewise, anyone may also request the correction or deletion of personal information if it is inaccurate, incomplete, ambiguous or out-of-date.
3-4 – Penalties for violations of the Code
Non-compliance with the rules triggers the personal liability of the employee and exposes him/her to penalties, in particular penal sanctions (2) , according to the applicable legislation.
HOPSCOTCH GROUPE undertakes to:
– take all statements into account;
– diligently investigate whistle-blowing reports;
– assess the facts objectively and impartially;
– take appropriate corrective and disciplinary measures.
3-5 – Implementation : accountability and oversight
It is incumbent upon each employee to implement the Code as part of the responsibilities attached to his/her position. HOPSCOTCH GROUPE carries out periodic checks to confirm that work practices comply with the Code.
HOPSCOTCH GROUPE and/or group governance bodies provide regular updates on the monitoring of the Code and on any follow-up arising from whistle-blowing reports.
(1)French law provides the same penalties for active corruption (the corruptor) and passive corruption (the “corruptee”). (2)For a natural person, the maximum penalty is 5 years' imprisonment and a fine of €500,000 (with provision for the amount of the fine to be increased to double the proceeds of the offense).